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Fatica
da volo, tempi di impiego, memoria, sesso dei piloti.
Una panoramica su temi collegati
Fatigue in Transportation: Physiological, Performance,
and Safety Issues
by Mark R. Rosekind
April 1999
Alertness Solutions
Introduction
Maintaining safe transportation operations is a complex task. The
undertaking must address a range of issues from the functioning of large
systems to the individual human operator.
For the foreseeable
future, the human operator (pilot,
driver, maintenance person, etc.), remains
central to safe, efficient, and reliable transportation activities.
Therefore, the importance of addressing human-related error, which accounts
for at least 70% of transportation accidents, remains critical to maintaining
and improving safety.
Fatigue, sleep loss, and circadian disruption created by transportation
operations can degrade performance, alertness and safety.
An extensive scientific literature exists that provides important physiological
information about the human operator, which can be used to guide operations
and policy. For example, there are human physiological requirements for
sleep, predictable effects of sleep loss on performance and alertness,
and patterns for recovery from sleep loss. Additionally, the circadian
clock is a powerful modulator of human performance and alertness, and
in transportation operations, it can be disrupted by night work, time
zone changes, and day/night duty shifts. Scientific examination of these
physiological considerations has documented a direct relationship to errors,
accidents, and safety. This scientific information can provide important
input to policy and regulatory considerations.
Managing fatigue in the complex and diverse transportation environment
requires an integrated and multi-component approach. The complexity and
diversity of operational requirements preclude a simple solution, and
managing fatigue will benefit from addressing education, hours of service,
strategies, technology, design, and research. The transportation industry
has established a strong safety record by identifying and proactively
addressing both substantiated and potential risks. Effectively managing
fatigue in transportation operations offers the opportunity to further
reduce risks and improve safety. This overview provides an introduction
to the scientific foundation that exists regarding the physiology of and
performance related to fatigue in transportation. It also examines the
human physiological requirement for sleep and the functioning of the circadian
clock.
The Biological Imperative: Human Sleep
Need and the Circadian Clock Human Sleep Requirements
Sleep is a vital physiological function. Historically, sleep has been
viewed as a state when the human organism is turned off. However, scientific
findings have clearly established that sleep is a complex, active physiological
state that comprises different stages. On average, most people physiologically
require about 8 hrs of sleep per night.
When provided adequate time to sleep, humans can average about 8.25 to
8.5 hrs of phys-iological sleep. Laboratory studies use physiological
measures (i.e., brain, eye, and muscle activity) of sleep quantity and
quality and daytime sleepiness to determine the number of hours of sleep
that provide an optimal level of waking alertness. It is important to
distinguish this physiologically determined sleep requirement from both
habitual and reported sleep amounts. Some studies have examined the reported
amount of habitual sleep over time and other studies have collected one-time
surveys inquiring about average sleep amounts. Overall, most adults report
an average of about 7–7.5 hrs sleep per night. However, data obtained
in controlled laboratory settings challenge whether this "reported"
amount of sleep is sufficient for optimal levels of waking alertness.
Studies have demonstrated that extending sleep beyond the reported 7–7.5
hrs of "usual" sleep significantly increases daytime alertness.
The National Sleep Foundation commissioned a Gallop survey examining the
report of daytime sleepiness in a random sample of 1,001 individuals.
The findings demonstrated that 75% reported daytime sleepiness, with 32%
of these reporting severe levels. Thirty-two percent reported that their
sleepiness interfered with activities and 82% of the respondents believe
that daytime sleepiness has a negative effect on their productivity.
These amounts are averages and there are individuals at both extremes
of short and long sleep requirements. These sleep requirements change
significantly with age.
Younger individuals require more total sleep and this amount decreases
to that needed by adults (although it is not the case that older people
need less sleep than other adults). Sleep structure also changes with
age (e.g., less deep sleep, more awakenings in older adults).
In summary, humans physiologically require about 8 hrs of sleep, though
they report usual sleep amounts of about 7–7.5 hrs. A majority of the
adult population report daytime sleep-iness, and when sleep is extended,
there is a significant increase in alertness.
Effects of Sleep Loss
Sleep loss is common and can be acute or cumulative. In an acute situation,
sleep loss can occur either totally or as a partial loss. Total sleep
loss involves a completely missed sleep opportunity and continuous wakefulness
for about 24 hrs or longer. Partial sleep loss occurs when sleep is obtained
within a 24-hr period but in an amount that is reduced from the physiologically
required amount or habitual total. Sleep loss also can accumulate over
time into a "sleep debt." For example, an individual who requires
8 hours of sleep and obtains only 6 hours is essentially sleep deprived
by 2 hours. If the individual sleeps only 6 hours over 4 consecutive nights,
then the 2-hour-per-night sleep loss would accumulate into an 8 hour sleep
debt. Sleep loss, whether total or partial acute or cumula-tive, results
in significantly degraded performance, alertness, and mood.
The reduced human performance capability that results from total sleep
loss is well documented. However, perhaps the most common occurrences
in transportation operations are acute partial sleep loss and accumulation
of a sleep debt. A review of the relevant scientific literature indicates
that as little as two hours of sleep loss on just one occurrence can result
in "impairment of performance and levels of alertness".
Therefore, an average individual with a physiological requirement of 8
hours sleep who obtains only 6 hrs of sleep may demonstrate significantly
degraded waking performance and alertness. Cumulative sleep debt also
significantly reduces alertness and performance. Studies have demonstrated
that not only does the sleep loss accumulate but that the negative effects
on waking performance and alertness also are cumulative and increase over
time. Performance decrements due to sleep loss can occur across diverse
functions. For example, studies have demonstrated slowed reaction time,
reduced vigilance, cognitive slowing, memory problems, time-on-task decrements,
and optimum response decrements. Performance variability also increases
with sleep loss. Therefore, overall performance can be significantly reduced
with an increased variability or unevenness in responding. Consider that
these findings occur in some of the simplest performance challenges, such
as reaction time to a single stimulus or minimal choice memory task. These
basic psychomotor and cognitive functions are the foundation for any task
requiring complex, higher-order performance.
An important phenomenon, highly relevant to operational environments,
is that there is a discrepancy between the subjective report of sleepiness/alertness
and physiological measures. In general, individuals will report higher
levels of alertness than indicated by physiological measures. Data from
an international study of flight crews had an example where the highest
subjective rating of alertness occurred at a time when physiologically
the individual was falling asleep within 6 minutes (an indicator of severe
sleepiness).
Likewise, subjective and physiological self-assessment of perfor-mance
can differ significantly. The operational relevance of this phenomenon
is clear. For example, an individual might report a low level of sleepiness
or fatigue but could be carrying an accumulated sleep debt with a high
level of associated physiological sleepiness. This individual, in an environment
stripped of factors that conceal the underlying physiological sleepiness,
would be susceptible to the occurrence of spontaneous, uncontrolled sleep
episodes and to the performance decrements associated with sleep loss.
Recovery from Sleep Loss
When determining requirements for providing a recovery opportunity
from sleep loss, two factors should be considered. First, when does the
internal sleep architecture return to usual levels? Second, when do waking
performance and alertness levels return totheir baseline? After sleep
loss, recovery is not accomplished through an hour-for-hour restitution.
Even after extremely prolonged wakefulness, initial recovery sleep may
last only 12–15 hrs. Rather, recovery is accomplished through an increase
in deep sleep (Non-Rapid-Eye-Movement or NREM slow wave sleep) observed
starting on the first night of regular sleep. Generally, two nights of
recovery sleep (slightly longer than an average night’s sleep) are needed
to resume a normal baseline sleep pattern, though this can be dependent
on the duration of the continuous wakefulness.
Also, typically, two nights of recovery sleep are needed to return to
a normal baseline of waking performance and alertness, though this too
can be dependent on the length of prior wakefulness.
The Circadian Clock
Besides sleep, the other major physiologic determinant of waking performance
and alertness is the internal circadian clock. Circadian (circa =
around, dies = day) rhythms fluctuate on a 24-hr cycle with peaks
and troughs occurring in a regular pat-tern. These patterns are controlled
by a circadian pacemaker located in the suprachiasmatic nucleus (SCN)
in the brain. The SCN is the circadian timekeeper for a wide range of
human functions. One of the most prominent is the 24-hr sleep/wake cycle
programmed for a daytime period of consolidated wakefulness and a nighttime
period of consolidated sleep. There are circadian patterns for cognitive
and psychomotor performance, physiological activity (e.g., digestion,
immune function, thermoregulation, DNA synthesis), alertness, and mood.
Even birth and death have circadian patterns that peak during the night.
Body temperature is often used as a marker of the internal circadian clock
(some-times referred to as the "hands of the clock"). The trough
or low point of the clock is around 3 am to 5 am, with many functions
demonstrating reduced levels from 12 am to 6 am. The lowest level of function
(e.g., alertness, performance, subjective mood, temperature) occur within
the 3 am to 5 am trough. Sleepiness has bimodal distribution (i.e., two
peaks and two troughs each day), being most severe at 3 am to 5 am with
a less marked but significant expression between roughly 3 pm to 5 pm.
This afternoon increase in sleepiness occurs whether or not a meal has
been consumed, though the meal may exacerbate the underlying sleepiness.
Zeitgebers ("time givers") are cues that synchronize circadian
rhythms to their 24-hr pattern. To date, light has been demonstrated to
be among the most powerful zeitgebers to synchronize the circadian pacemaker.
Bright light can dramatically shift the phase of the human circadian clock
when applied at responsive times in the 24-hr cycle. Without cues, the
intrinsic rhythm of the clock is longer than 24 hrs. Generally, data have
demonstrated a free-running pattern approximating 24.9 hrs, though recent
findings suggest this may be closer to 24.2 hrs. An intrinsic period longer
than 24 hrs provides an inherent tendency to support circadian delays
(e.g., staying awake longer) and to oppose advances (e.g., trying to go
to sleep earlier).
Moving to a new light/dark schedule, such as a shift to nightwork or a
time zone change, can create internal and external desynchronization.
These involve an internaldesynchrony among circadian rhythms and a discrepancy
between internal circadian timing and external/environmental cues, respectively.
The internal clock can take from several days to weeks for adjustment
or, in some circumstances, not fully resynchronize at all. Scientific
studies have demonstrated these findings in the laboratory and in field
studies conducted during actual transportation operations.
Pilots Welcome FAA Enforcement Of Pilot
Fatigue Rules
May 20, 2001
The Coalition of Airline Pilots Associations described the Federal Aviation
Administration (FAA) decision to enforce existing rules designed to avoid
pilot fatigue as a "small step in the right direction."
The rule specifically requires that a pilot must have at least eight hours
of rest within any 24-hour period and, therefore, cannot be forced to
be on duty for more than 16 hours each day.
Captain Bob Miller, President of the Coalition of Airline Pilots Associations,
said about enforcement of the 16-hour rule: "While we are pleased to see
that the FAA at long last is heeding the calls of pilots to enforce a
rule that has been on the books since 1985, their decision is only the
first of many steps required to address the growing concerns of pilot
fatigue.
"Furthermore, the fact that the industry is being given an additional
six months to comply with a law that has been in existence for over 15
years is troubling.
"The FAA's treatment of this issue only underscores the imperative of
the agency to deliver on its commitment of a broader, more comprehensive
review of outdated flight and duty time standards. Aviation experts have
continuously pointed to the growing problem of pilot fatigue, and there
has been much discussion about the need to adopt more modern standards
that fit the circumstances of air travel in the 21st century.
"Numerous scientific studies have quantified more precisely the effects
of fatigue on performance, and identified particular dangers associated
with night or "back side of the clock" flying. Furthermore, pilot fatigue
has been a contributing cause to countless aircraft mishaps since the
ruling.
"Clearly, deciding to enforce rules already in existence is a positive
step, but falls considerably short of fully addressing the underlying
concern voiced by thousands of pilots, as well as scientists, aviation
experts, Members of Congress and others.
"It is critical to the safety of millions of passengers that the FAA's
efforts to prevent pilot fatigue not stop with this statement. Otherwise,
today's announcement will only have a small impact on the greater problem
of pilot fatigue."
Enforcement of this rule has been part of a long-standing debate about
the need to update rules and regulations that protect against pilot fatigue
and better reflect the circumstances associated with modern air travel.
It is also the source of a petition filed in federal court earlier this
year by CAPA seeking to have the U.S. Court of Appeals for the District
of Columbia intervene in this matter on behalf of pilots.
CAPA is a trade association that operates on a consensus basis to address
issues of concern to professional airline pilots. Its members include
the Allied Pilots Association (American Airlines), FedEx Pilots Association,
Independent Pilots Association (UPS), Southwest Airlines Pilots Association,
the International Brotherhood of Teamsters Airline Division, and International
Brotherhood of Teamsters Local 1224, which represents Airborne Express
pilots. CAPA member groups represent a total of 26,500 pilots.
Ritirata la circolare sui limiti di impiego dei
piloti
(Air Press - Maggio 2001)
È stata "congelata" la circolare con la quale l’Enac,
o meglio, il Dipartimento Sicurezza dell’ente, intendeva "riformare"
i limiti di impiego degli equipaggi di condotta, «correttamente reinterpretando»,
ma sostanzialmente rivoluzionando la norma attuale imponendo ai vettori,
nel termine di pochi giorni, di rafforzare con un pilota extra gli equipaggi
degli aerei che svolgevano una attività fino 13 ore di volo giornaliere.
La norma, come si può bene immaginare, aveva sollevato una decisa
protesta da parte di gran parte degli operatori (cfr. AIR PRESS, Fasc.
20/01, pag.792) che si erano rivolti alla loro organizzazione di rappresentanza,
la Assaero, che è riuscita ad ottenere dall’Enac la sospensione
del provvedimento. Ora si attende il termine di fine luglio, stabilito
dall’Enac, per attivare un processo condiviso ente-sindacati piloti-associazioni
datoriali, per arrivare all’eventuale elaborazione di una nuova normativa.
Come sia potuta uscire dall’Enac una norma così dirompente non
è chiaro. Tra l’altro - hanno fatto notare gli operatori all’ente
e molti anche all’interno dell’organismo ne erano coscienti - non è
possibile modificare una circolare ministeriale pubblicata sulla Gazzetta
Ufficiale con una semplice circolare inviata agli operatori. Ma più
che l’aspetto puramente formale, resta il merito di un provvedimento che
avrebbe avuto pesantissime conseguenze sia operative che economiche sull’attività
di quasi tutte le compagnie aeree e che dunque sembrava strano che potesse
essere di semplice competenza di un dipartimento che di sola sicurezza
si occupa. Un provvedimento di seria riforma dei limiti di impiego
del personale di volo - semmai si dovesse veramente rendere necessario
- non può infatti prescindere da una seria ricerca scientifica
di base, da una valutazione di tutte le implicazioni operative e giuridiche
ed anche quelle economiche, cioè un provvedimento con una origine
"multidisciplinare" frutto dello stretto coordinamento tra più
funzioni dell’Enac, cosa che è mancata del tutto nel provvedimento
citato, nato nell’ambito di un apposito gruppo di lavoro costituito dall’Enac
con i soli rappresentanti dei sindacati dei piloti ed in particolare da
una decisa sollecitazione di uno di essi, la UP, che lo ha visto come
uno strumento di rivendicazione nei confronti di alcuni operatori nazionali
ed era interessata - è stato detto dalla UP ad AIR PRESS - «ad
evitare il dumping del mercato del lavoro dei piloti». In pratica l’obiettivo
è quello di imporre i limiti aziendali Alitalia, e dunque i costi
Alitalia, a tutte le altre compagnie aeree nazionali. Probabilmente a
fine anno la questione sarà più chiara. Infatti per quella
data dovrebbe essere completato lo studio in corso da tempo da parte della
FAA negli Stati Uniti, che ha annunciato che vuole rivedere i limiti di
impiego a seguito di nuove evidenze sugli studi sulla fatica dei piloti,
e quello europeo, condotto in ambito JAA, che oltre ad una raccomandazione
di tipo tecnico, nel 2002 potrebbe anche portare ad una direttiva o ad
un regolamento comunitario.
Il periodo in grassetto
lo abbiamo evidenziato perché riteniamo allarmante l'approccio
di chi ha scritto l'articolo e quindi di Air Press. Appare sbilanciato
in una difesa d'ufficio di certi interessi ed è una critica sarcastica
a certe supposte o evidenti ingenuità procedurali del Dipartimento
Sicurezza dell'ente.
Chi si occupa di sicurezza all'interno dell'ENAC dovrebbe essere istituzionalmente
il riferimento filosofico e di policy di tutto l'Ente.
Dal momento che si è ritenuto necessario inserire nell'Ente un
professionista con esperienza di Comandante di B747, di istruttore e controllore,
di vicecapopilota di tre tipi di aeromobili e capopilota di B747, che
ha avuto l'incarico di Direttore Operazioni Volo della Compagnia di Bandiera
e che ha fatto parte di Commissioni di inchiesta di incidente, oltre ad
essere stato membro della pattuglia acrobatica nazionale [ma questo può
essere marginale come il fatto che, lui sì, è nato Imparato],
è evidente che quanto possa scaturire da cotanta fonte in materia
di sicurezza debba essere preso almeno in considerazione.
Condividiamo che sulle norme sui limiti di impiego, nessuno deve avere
"volpi sotto al braccio" e che la norma deve esprimere un criterio più
che dei numeri, una filosofia che, riconoscendo l'autonomia finale del
comandante in ordine a valutazioni di sicurezza deve essere guida e garanzia
per tutti.
Le negoziazioni contrattuali devono avvenire su altri tavoli e tra altri
interlocutori.
In ogni caso si consideri che gli utenti non pensano certo di risparmiare
sul biglietto per volare con piloti utilizzati in modo più intenso
o provatamente suscettibili a fatica a causa dei tempi di impiego.

Jet Lag Shrinks The Brain And Leads To
Memory Loss
May 21, 2001
Researchers in the United Kingdom say that
a study of airline cabin crews has revealed that frequent jet lag can
shrink the brain.
The research team at the University of Bristol found that temporal lobe
regions of the brain critical to memory became smaller after five years
of regular jet lag exposure.
The effect was accompanied by memory impairment and high levels of the
stress hormone cortisol.
Crew members with similar amounts of flight time, but who had longer intervals
between long haul trips, did not suffer the same way.
The findings were said to have broad implications not just for airline
staff, but also for shift workers and parents of young children whose
body clocks are disturbed during the night.
It was not known how long the brain changes persisted, or whether they
were reversible.
Evidence of impaired thinking ability in cabin crews subjected to repeated
jet lag had already emerged in a previous study by the same research team
from the University of Bristol.
For the new study, Kwangwook Cho's team at the university medical school,
used magnetic resonance imaging to measure brain volumes.
The scientists, who tested 20 women employed by international airlines,
wrote in the journal Nature Neuroscience: "Salivary cortisol levels in
cabin crew after repeated exposure to jet lag were significantly higher
than after short distance flights, and the higher cortisol levels were
associated with cognitive deficits. "The present study demonstrates that
significant prolonged cortisol elevations produced reduced temporal lobe
volume and deficits in spatial learning and memory."
Dal notiziario di Le Scienze
22.05.2001
Il cervello si ritira
Tra i problemi connessi al jet lag cronico, anche perdita della memoria
e disordini mentali
Secondo uno studio pubblicato su «Nature Neuroscience», il jet lag
cronico può causare un vero e proprio restringimento del cervello,
che porta a disordini mentali, tra cui la perdita della memoria. Nello
studio, i ricercatori dell'Università di Bristol hanno confrontato
le dimensioni dei lobi temporali del cervello di due gruppi di assistenti
di volo, a cui erano stati concessi tempi diversi per recuperare dal jet
lag. Il jet lag è una condizione tipica di cui soffrono alcune
persone quando viaggiano attraverso molti fusi orari, ed è caratterizzato
da fatica, disorientamento e disordini del sonno.
Il gruppo di soggetti in esame comprendeva 20 donne, di età compresa
fra i 22 e i 28 anni, che avevano tutte almeno cinque anni di carriera
alle spalle e attraversavano normalmente per lavoro almeno sette fusi
orari. Nello studio non sono stati inclusi uomini per il semplice motivo
che essi sembrano soffrire meno del jet lag.
In particolare, lo studio ha verificato gravi deficit nelle attività
svolte dal lobo temporale destro, che si occupa, tra le altre cose, del
riconoscimento visivo e della memoria spaziale. I ricercatori hanno verificato,
usando tecniche di risonanza magnetica, che le assistenti di volo che
avevano a disposizione meno tempo per riprendersi avevano lobi temporali
destri in media leggermente più piccoli. A questo «restringimento»
corrisponde anche un deterioramento della memoria a breve termine, che
è stata misurata chiedendo ai soggetti di ricordare la disposizione
di alcuni punti su uno schermo a distanza di qualche decina di minuti.
Gli scienziati non hanno trovato deficit nel linguaggio, che è
controllato invece dal lobo sinistro.
Lo studio potrebbe avere implicazioni importanti non solo per gli assistenti
di volo, ma anche, per esempio, per i genitori di bambini molto piccoli,
che spesso hanno i ritmi circadiani sconvolti. Il risultato pratico dello
studio è infatti che i rapidi cambiamenti dei ritmi circadiani
hanno un effetto dannoso sul cervello, indipendentemente dalla loro causa.
Dal notiziario di Le
Scienze
22.05.2001
Il sesso dei piloti
Gli uomini, in generale, sono sembrati più portati a prendere decisioni
sbagliate o correre rischi inutili
Uno studio pubblicato sul numero di maggio
di «Aviation, Space, and Environmental Medicine» rivela che negli Stati
Uniti gli incidenti che avvengono nell'aviazione da diporto vengono causati
da uomini e donne in modo diverso. I piloti uomini tendono infatti ad
avere incidenti per colpa della disattenzione, o per decisioni sbagliate,
mentre le donne sono più propense a compiere errori di pilotaggio
veri e propri. Gli incidenti nell'aviazione da diporto rappresentano circa
l'85 per cento di tutte le morti che avvengono in incidenti aerei negli
Stati Uniti. Poiché l'inesperienza e la giovane età sono
fattori che contribuiscono agli incidenti, Susan P. Baker, della Johns
Hopkins University, autrice del
lavoro, spiega che lo studio si è concentrato sui piloti maturi.
I ricercatori hanno estratto i loro dati da un progetto di ricerca più
vasto sull'invecchiamento dei piloti e la sicurezza. I dati sono stati
raccolti da incidenti di aerei ed elicotteri avvenuti fra il 1983 e il
1997, che hanno coinvolto 144 uomini e 287 donne di età compresa
fra i 40 e i 60 anni.
I ricercatori hanno così scoperto che la perdita di controllo in
decollo o in atterraggio sono gli incidenti più comuni, che rappresentano
il 59 per cento degli incidenti delle donne e il 36 per cento di quelli
degli uomini. Per gli uomini, seguono i guasti meccanici, rimanere senza
carburante e atterrare con il carrello alzato erano tra le cause più
frequenti per gli uomini, mentre per le donne sono gli stalli a rappresentare
un problema.
La maggior parte degli incidenti, il 95 per cento per gli uomini e l'88
per cento per le donne, hanno coinvolto almeno un errore del pilota. Un
uso scorretto del timone, una risposta lenta a un rimbalzo o l'incapacità
di recuperare da uno stallo erano le cause più comuni per entrambi
i sessi, ma prevalenti fra le donne. Gli uomini, tuttavia, sono sembrati
più portati a prendere decisioni sbagliate o correre rischi inutili,
come volare con il brutto tempo o su un aereo con problemi noti.
In pratica, le donne, anche se più portate a perdere il controllo,
sono risultate in genere più prudenti.
Air Quality In Aircraft Cabins Can Spread
Diseases
Sep 4, 2001
(Airwise - news)
Poor air quality in passenger aircraft is leading to the spread of diseases
and particularly TB, a leading academic claims.
Professor Martin Hocking told a London conference that some aircraft are
operating with oxygen concentrations below the legal working environment
requirement.
He said he had evidence that the oxygen concentration in aircraft is only
79% of the American legal requirement for working environments.
"The risk of exposure to airborne diseases during air travel is often
underestimated," said Professor Hocking, of the University of Victoria,
Canada.
"Viral infections such as the common cold, influenza, measles, mumps and
chicken pox are easily spread.
"More worryingly, there have been well documented cases of TB transmission,
a significant risk to air travelers when it is realised that this disease
is endemic in many parts of the world, and that single or multi-drug resistant
varieties have shown up in increasing frequency in recent years."
It is known that oxygen deficiency can lead to fainting episodes in adults
and can contribute to the risk of death in very young infants.
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